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© 2000 American Society for Clinical Oncology Rapid Hematopoietic Recovery After Coinfusion of Autologous-Blood Stem Cells and Culture-Expanded Marrow Mesenchymal Stem Cells in Advanced Breast Cancer Patients Receiving High-Dose ChemotherapyFrom the Departments of Medicine and Biology, Case Western Reserve University; and Division of Hematology/Oncology and Ireland Cancer Center of University Hospitals of Cleveland, Cleveland, OH. Address reprint requests to Omer N. Koç, MD, Case Western Reserve University, BRB-3 Hematology/Oncology, 10900 Euclid Ave, Cleveland OH 44106; email onk2{at}po.cwru.edu
PURPOSE: Multipotential mesenchymal stem cells (MSCs) are found in human bone marrow and are shown to secrete hematopoietic cytokines and support hematopoietic progenitors in vitro. We hypothesized that infusion of autologous MSCs after myeloablative therapy would facilitate engraftment by hematopoietic stem cells, and we investigated the feasibility, safety, and hematopoietic effects of culture-expanded MSCs in breast cancer patients receiving autologous peripheral-blood progenitor-cell (PBPC) infusion. PATIENTS AND METHODS: We developed an efficient method of isolating and culture-expanding a homogenous population of MSCs from a small marrow-aspirate sample obtained from 32 breast cancer patients. Twenty-eight patients were given high-dose chemotherapy and autologous PBPCs plus culture-expanded MSC infusion and daily granulocyte colony-stimulating factor.
RESULTS: Human MSCs were successfully isolated from a mean ± SD of 23.4 ± 5.9 mL of bone marrow aspirate from all patients. Expansion cultures generated greater than 1 x 106 MSCs/kg for all patients over 20 to 50 days with a mean potential of 5.6 to 36.3 x 106 MSCs/kg after two to six passages, respectively. Twenty-eight patients were infused with 1 to 2.2 x 106 expanded autologous MSCs/kg intravenously over 15 minutes. There were no toxicities related to the infusion of MSCs. Clonogenic MSCs were detected in venous blood up to 1 hour after infusion in 13 of 21 patients (62%). Median time to achieve a neutrophil count greater than 500/µL and platelet count CONCLUSION: This report is the first describing infusion of autologous MSCs with therapeutic intent. We found that autologous MSC infusion at the time of PBPC transplantation is feasible and safe. The observed rapid hematopoietic recovery suggests that MSC infusion after myeloablative therapy may have a positive impact on hematopoiesis and should be tested in randomized trials.
HUMAN BONE MARROW contains mesenchymal progenitors (mesenchymal stem cells [MSCs]) that produce adventitial cells in the marrow microenvironment; these cells provide support to hematopoiesis by producing membrane-bound and soluble signals and cytokines. These stromal progenitors can be readily isolated from bone marrow and demonstrate extensive proliferative capacity in vitro.1 Purified and culture-expanded human MSCs differentiate along the osteogenic,2 chondrogenic, and adipogenic lineages3 both in vitro and in vivo. In unstimulated cultures, MSCs appear as fusiform fibroblasts with expression of unique surface proteins (SH2, SH3, SH4) that are not found on hematopoietic precursors.3 MSCs lack expression of hematopoietic markers such as CD45, CD14, and CD34.3,4 MSCs constitutively secrete interleukin (IL)-6, IL-7, IL-8, IL-11, IL-12, IL-14, IL-15, macrophage colony-stimulating factor, Flt-3 ligand, and stem-cell factor, and they are inducible with IL-1 to produce IL-1 , leukemia-inhibiting factor, granulocyte colony-stimulating factor (G-CSF), and granulocyte-macrophage colony-stimulating factor.5 Similar to Dexter-type stromal cultures, MSCs can support human long-term culture-initiating cells (LTC-ICs). Therefore, we postulated that MSCs may enhance hematopoietic engraftment rate and quality after myeloablative and stroma-damaging treatments. In a pilot study, our group demonstrated the safety of ex vivo expansion and subsequent infusion of autologous MSCs in 15 patient volunteers.6 These individuals had hematologic malignancies that were in remission at the time of MSC collection and infusion and were not given preparative chemotherapy. Only 1 to 50 x 106 total autologous MSCs were administered via intravenous (IV) infusion without any toxicity. However, human bone marrowderived, culture-expanded MSCs have never been administered via IV infusion into patients at the time of peripheral-blood progenitor-cell (PBPC) transplantation with a therapeutic intent. We now report results of a phase I-II clinical trial performed to determine the feasibility, safety, and hematopoietic effects of bone marrowderived culture-expanded autologous MSCs infused into patients in the course of high-dose chemotherapy and hematopoietic stem-cell rescue. Our results show that autologous MSCs can be successfully culture-expanded and infused along with PBPCs after high-dose chemotherapy in advanced breast cancer patients, are free of toxicity, and are associated with rapid hematopoietic recovery.
Patients Between October 1996 and July 1998, 32 patients with locally advanced or metastatic breast cancer who were eligible for high-dose chemotherapy and PBPC transplantation were enrolled onto this phase I-II trial at the Ireland Cancer Center, University Hospitals of Cleveland, Case Western Reserve University in Cleveland, OH, after obtaining written informed consent. The clinical trial protocol and the consent form were approved by the Institutional Review Board for Human Investigation of the University Hospitals of Cleveland. Patients were required to have an Eastern Cooperative Oncology Group performance status of 0 or 1 and were required to have adequate visceral organ function, including a left ventricular ejection fraction of at least 50%, forced expiratory volume in 1 second and diffusion capacity of carbon monoxide greater than 50% predicted, serum direct bilirubin less than 2.0 mg/dL, and an actual or calculated creatinine clearance greater than 60 mL/min. At the start of therapy, a neutrophil count greater than 1.2 x 109/L and a platelet count greater than 100 x 109/L were required. Patients were excluded if they had cumulative doxorubicin exposure in excess of 500 mg/m2, major CNS dysfunction, active infection, or a history of autoimmune disease. Patients were not excluded for evidence of tumor on routine histologic staining of bilateral paraffin-embedded posterior iliac crest bone marrow biopsy specimens.
Ex Vivo MSC Culture
Flow Cytometry
High-Dose Chemotherapy and PBPC Infusion
Supportive Care
MSC Infusion
Detection of MSCs in Blood
Hematopoietic CFU Assay
Patient Characteristics The median age of the 32 enrolled patients was 47 years (range, 37 to 57 years) and the majority had stage IV breast cancer (Table 1). Four patients were taken off study. Two experienced disease progression after PBPC mobilization therapy and did not proceed to high-dose chemotherapy. Two other patients had breast cancer cells in their marrow aspirates that persisted in MSC cultures. These patients underwent high-dose chemotherapy and PBPC infusion but were not infused with MSCs.
MSC Cultures Human bone marrowderived MSCs were successfully isolated from a mean of 23.4 ± 5.9 mL of bone marrow aspirate from all 32 breast cancer patients, and all were successfully culture-expanded (Table 2). A morphologically homogenous population of fibroblast-like MSCs was detected in primary cultures (Fig 1), which reached greater than 90% confluence in a median of 13 days (day of first passage). During late passages, MSCs had a larger appearance but remained homogenous. There was a good correlation (r = 0.753) between the number of mononuclear cells plated to initiate MSC cultures and the number of MSCs recovered at the first passage (Fig 2). A mean of 1.4 ± 0.7 x 105 MSCs were recovered at the first passage from 1 x 106 input bone marrow mononuclear cells. MSCs that were recovered from the first passage were replated at 1 x 106 MSCs per 175-cm2 flask. These cultures reached greater than 90% confluence in 7 days, which required weekly passages. MSC growth after the first passage was exponential, and the number of MSCs increased more than 2 logs for cultures maintained for six weekly passages (Fig 3). Mean MSC yield per 175-cm2 flask was 4.5 x 106 MSCs (range, 1.9 to 8.8 x 106 MSCs) at the first passage and 3.4 x 106 MSCs (range, 2.0 to 5.0 x 106 MSCs) at the third passage. Due to culture laboratory space limitations, only that portion of MSCs that were predicted to yield two to three times the target MSC dose was maintained in culture. Potential total MSC yield was calculated on the basis of the actual expansion of MSCs in the cultured portion of MSCs from each passage and extrapolated to the total number of MSCs obtained from that passage (Table 3). Potential total MSC yield per kilogram of patient weight increased from a mean of 5.6 x 106 MSCs/kg after two passages to a mean of 36.3 x 106 MSCs/kg after six passages. Although the majority of patients cultures contained at least the target number (1 x 106/kg) of MSCs by day 21, median culture duration was 37 days (range, 20 to 50 days) due to obligatory delay between mobilization of PBPCs and institution of the high-dose chemotherapy. This duration was reduced to a median of 28.5 days by implementation of MSC cryopreservation.
There was no significant correlation between either the number of MSCs obtained at the first passage or MSC expansion (as total estimated MSC yield divided by the number of passages) and the number of prior chemotherapy regimens (one prior chemotherapy regimen v two or more, P = .2 and .5, respectively) or prior radiotherapy treatments (one prior treatment v two or more, P = .7 and .6, respectively). In addition, we found no correlation between the number of CD34+ cells collected per leukopheresis and the number of MSCs harvested at first passage (r = 0.18). There was a weak correlation between the number of CD34+ cells collected per leukopheresis and the MSC expansion (as total estimated MSC yield, divided by the number of passages) (r = 0.379) and the number of MSCs per 175-cm2 flask at the first passage (r = 0.282). There was no evidence of bacterial, fungal, or Mycoplasma contamination in any of the 3,029 flasks processed. Cell viability was determined by trypan blue staining at the end of the harvest and before infusion and was greater than 95% in every infusate at both time points. Cells were characterized by flow cytometry using human MSC-specific monoclonal antibodies that react with surface antigens of MSCs designated SH2, SH3, and SH4 before infusion. Every harvest revealed a homogenous population of cells with high side and forward scatter and high expression of SH antigens (> 95% of cells) by flow cytometry (Fig 4). There was no detectable difference in the staining of MSCs with the SH2, SH3, and SH4 MSC-specific antibodies after two passages versus six passages. There was no significant contamination of the MSC harvests with hematopoietic cells (CD45+ or CD14+). Detached MSCs appeared as large round cells (two to three times larger then neutrophils on a cytospin preparation) with a large nucleus and a lacy cytoplasm (Fig 5).
In the last eight patients on the trial, MSCs were cryopreserved a median of 28.5 days (range, 20 to 30 days) after the start of culture. In these samples, viability after thawing determined by trypan blue staining was 84% ± 6%. Thawed MSCs were infused into patients within 10 minutes. A small aliquot of these cells were returned to in vitro cultures to analyze their proliferation. Approximately 1 x 106 thawed MSCs from all eight cryopreserved units reached greater than 90% confluence in a 175-cm2 flask within 7 days. This is the same duration required by 1 x 106 fresh MSCs to reach same degree of confluence.
Breast Cancer Contamination
PBPC and MSC Infusion Patients received PBPC infusion containing a median of 13.9 x 106 CD34+ cells/kg (range, 1.5 to 39 x 106 CD34+ cells/kg). The 28 assessable patients also received 1 to 2.2 x 106 autologous MSCs/kg 1 or 24 hours after PBPC infusion. The MSC cell dose chosen was empiric and was influenced by safety consideration at the beginning of the study. On determination of safety, the dose was increased from 1 x 106 to 2 x 106 MSCs/kg. Patients whose MSCs were cryopreserved received 10% additional cells to compensate for potential cell loss during the cryopreservation procedure. The total number of MSCs infused was 51 to 174 x 106. Given that each confluent flask had 2.5 to 5 x 106 MSCs, it required harvesting a minimum of 10 flasks for all patients. In 15 patients, MSCs were given on the next day after PBPCs, and in the remaining 13 patients, MSC infusion occurred 1 hour after PBPCs (Table 2). In 20 patients, MSCs were harvested fresh on the day of infusion and were administered within 1 hour. In the remaining eight patients, a target dose of MSCs were harvested and cryopreserved, and when thawed, the cells were infused immediately. There was no immediate or delayed toxicity related to IV MSC infusion. None of the patients experienced allergic reactions or respiratory symptoms.
Detection of Clonogenic MSCs in Blood
Hematopoietic Engraftment and Clinical Outcome Hematopoietic engraftment was prompt in all patients, with median neutrophil recovery (> 500/µL) in 8 days (range, 6 to 11 days) and platelet count recovery greater than 20,000/µL and greater than 50,000/µL unsupported in 8.5 days (range, 4 to 19 days) and 13.5 days (range, 7 to 44 days), respectively. Bone marrow CFU concentrations recovered to 70% of baseline by day 42 (Fig 8). All patients were discharged from the hospital. There was only one patient who died within the first 100 days of transplantation from unknown cause. This patient was evaluated on day T+21 and was free of symptoms and clinical findings. Median follow-up of the remaining patients is 9 months (range, 4 to 22 months). Three patients died as a result of disease progression. Of the 24 remaining patients, 11 are without evidence of disease, three have stable disease, and 10 have relapsed.
This report is the first describing that autologous MSCs can be successfully isolated, ex vivo culture-expanded, and infused IV without toxicity into advanced breast cancer patients at the time of PBPC transplantation. We have optimized MSC culture expansion methods to generate large numbers of autologous MSCs in a relatively short period of time for clinical use with a therapeutic intent. The culture technique was simple, yielding greater than 1 x 106 MSCs/kg patient weight in 3 to 4 weeks and could be efficiently carried out in a single institution without microbiologic contamination. Optimized culture conditions did not promote growth or survival of detectable contaminating breast cancer cells. In contrast to our earlier report,6 we infused autologous MSCs after myeloablative chemotherapy to promote survival and engraftment with PBPCs. Despite the MSCs large size and ex vivo culture with fetal calf serumcontaining medium, there were no infusion-related immediate or delayed toxicities associated with administration of up to 2.2 x 106 MSCs/kg. Furthermore, hematopoietic reconstitution was rapid, particularly in platelet counts, in the majority of patients. Our results indicate that this form of novel cellular therapy is feasible and may have a number of beneficial clinical effects in the setting of hematopoietic stem-cell transplantation and should be studied in randomized trials. MSCs seem to constitute an essential part of the marrow microenvironment and support hematopoiesis.5,12,13 A number of investigators have demonstrated that the bone marrow microenvironment is damaged because of the effects of alkylating agents and radiation, which diminishes its hematopoietic support function.14-18 We propose that culture-expanded MSCs can be used to improve the rate and quality of hematopoietic engraftment by regenerating the marrow microenvironment, particularly in patients who previously received stroma-damaging therapy.
Breast cancer patients treated with high-dose chemotherapy generally experience complete and rapid neutrophil and platelet engraftment when supported with mobilized PBPCs containing We recovered clonogenic MSCs from peripheral blood in 13 of 21 patients up to 60 minutes after IV infusion of MSCs. This observation indicates that these relatively large cells can traverse the circulation without loss of viability and proliferative capacity. None of the patients had circulating MSCs at baseline, which indicates that high-dose chemotherapyrelated stromal injury does not promote circulation of endogenous MSCs. In addition, we have shown previously that MSCs do not circulate in peripheral blood during steady-state or after growth factor treatment, and, therefore, PBPC collections are devoid of MSCs.25 Demonstration of circulating clonogenic MSCs up to 60 minutes after infusion suggest that these cells can potentially distribute and survive in tissues. Although culture-expanded MSCs can be safely infused into patients after high-dose chemotherapy, their distribution, survival, and participation in tissue function is largely unknown. Recipients of unmanipulated allogeneic bone marrow transplants were shown to regenerate their marrow stroma from autologous cells.26 These results were interpreted by the relative resistance of the stromal elements to myeloablative therapy, which allows regeneration of autologous stroma. In addition, the number of stromal precursors in the bone marrow graft is likely to be small, and the homing efficiency of these cells is unknown. Murine stromal cells were infused into mice by a number of investigators27-29 after radiation therapy and were found to facilitate hematopoietic recovery. Stromal cells of the COL1A1 transgenic mice were found 30 to 150 days later in marrow, spleen, bone, lung, and cartilage of syngeneic mice and constituted 1.5% to 12% of the cells.30 Similarly, genetically marked canine MSCs were infused into autologous as well as dog leukocyte antigenidentical litter-mate dogs after 9.2 Gy of total-body irradiation along with unmodified bone marrow or PBPCs.31,32 Green fluorescence protein genemarked canine MSCs were found predominantly in the marrow of sternum, rib, and limbs at 6 and 14 weeks postinfusion. More recently, xenotransplantation models are being developed to determine the transplantability and homing of human MSCs in animals. Preliminary results show survival of human MSCs in immunocompromised mice33 and preimmune fetal sheep34 weeks after transplantation. A multicenter study investigating the safety of allogeneic culture-expanded MSC infusion in humans is currently underway, and genotypic differences between the donor and the recipient should allow us to determine the distribution of these cells in vivo. In addition, studies with marker- or therapeutic-gene transduced MSCs are being developed in the autologous setting to investigate distribution and homing of MSCs, as well as to use them as cellular vehicles for delivery of exogenous gene products.28 In summary, autologous MSCs can be isolated, rapidly expanded to large numbers, and infused into patients undergoing high-dose chemotherapy and autologous PBPC transplantation. Therapeutic potential of MSCs should be further investigated in the clinical setting.
Supported in part by Osiris Therapeutics Inc, Baltimore, MD, and Public Health Service grants no. MO1RR00080-35 (O.N.K) and P30CA43703. We thank Dr Neelam Jaiswal, Guillermo Donate, and Robert M. Fox for their technical assistance, and Drs Annmarie Moseley and David Fink from Osiris Therapeutics Inc for their helpful discussions. Construction of the Cell and Gene Therapy Core Facility at the Case Western Reserve University was supported by a grant from Ohio Reagents.
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