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Journal of Clinical Oncology, Vol 22, No 11 (June 1), 2004: pp. 2108-2121
© 2004 American Society of Clinical Oncology.
DOI: 10.1200/JCO.2004.02.106

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Phase I Trial of the Proteasome Inhibitor Bortezomib in Patients With Advanced Solid Tumors With Observations in Androgen-Independent Prostate Cancer

Christos N. Papandreou, Danai D. Daliani, Darrell Nix, Hong Yang, Timothy Madden, Xuemei Wang, Christine S. Pien, Randall E. Millikan, Shi-Ming Tu, Lance Pagliaro, Jeri Kim, Julian Adams, Peter Elliott, Dixie Esseltine, Alexandria Petrusich, Pauline Dieringer, Cherie Perez, Christopher J. Logothetis

From The University of Texas M.D. Anderson Cancer Center, Houston, TX; and Millennium Pharmaceuticals, Inc, Cambridge, MA.

Address reprint requests to Christopher J. Logothetis, MD, The University of Texas M.D. Anderson Cancer Center, 1515 Holcombe Blvd, Box 0427, Houston, TX 77030; e-mail: clogothe{at}mdanderson.org


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
PURPOSE: To determine the dose-limiting toxicity and maximum-tolerated dose of the proteasome inhibitor bortezomib administered intravenously weekly for 4 every 5 weeks; to determine the bortezomib pharmacokinetics and pharmacodynamics using plasma levels and an assay for 20S proteasome inhibition (PI) in whole blood; to correlate toxicity with bortezomib dose and degree of 20S PI; and to conduct a preliminary determination of the antitumor activity of bortezomib in patients with androgen independent prostate cancer (AIPCa).

PATIENTS AND METHODS: Fifty-three patients (48 with AIPCa) received 128 cycles of bortezomib in doses ranging from 0.13 to 2.0 mg/m2/dose, utilizing a careful escalation scheme with a continuous reassessment method. Pharmacokinetic and pharmacodynamic studies were performed in 24 patients (at 1.45 to 2.0 mg/m2).

RESULTS: A dose-related 20S PI was seen, with dose-limiting toxicity at 2.0 mg/m2 (diarrhea, hypotension) occurring at an average 1-hour post-dose of >= 75% 20S PI. Other side effects were fatigue, hypertension, constipation, nausea, and vomiting. No relationship was seen between body-surface area and bortezomib clearance over the narrow dose range tested. There was evidence of biologic activity (decline in serum prostate-specific antigen and interleukin-6 levels) at >= 50% 20S PI. Two patients with AIPCa had prostate-specific antigen response and two patients had partial response in lymph nodes.

CONCLUSION: The maximum-tolerated dose and recommended phase II dose of bortezomib in this schedule is 1.6 mg/m2. Biologic activity (inhibition of nuclear factor-kappa B-related markers) and antitumor activity is seen in AIPCa at tolerated doses of bortezomib. This agent should be further explored with chemotherapy agents in advanced prostate cancer.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
The ubiquitin-proteasome pathway plays an essential role in the proteolysis of most intracellular proteins in eukaryotic cells. At the heart of this pathway is the 26S proteasome, an adenosine triphosphate–dependent, multicatalytic protease, that degrades damaged, oxidized, or misfolded proteins, as well as regulatory proteins that govern the cell cycle, transcription factor activation, apoptosis, and cell trafficking.1-11

The ordered degradation of key regulatory proteins (p53, p21, p27, cyclins) is required for progression through the cell cycle and mitosis.3 In addition, the activation of the nuclear factor-kappa B (NF-{kappa}B), a key transcription factor, is dependent on proteasome-mediated degradation of the inhibitory protein I{kappa}B{alpha}.3-4 NF-{kappa}B induces expression of cell adhesion molecules (ie, E-selectin, intercellular adhesion molecule-1, vascular cell adhesion molecule-1), pro-survival proteins (ie, Bcl-2), and growth factors, like interleukin-6 (IL-6), thus promoting cell survival, angiogenesis, and metastasis.6,12 Inhibiting the degradation of I{kappa}B{alpha} by bortezomib leads to enhanced apoptosis7,8,11 and downregulation of NF-{kappa}B–dependent factors related to cancer progression and resistance to chemotherapy.5, 6, 9-11,13

The dipeptidyl boronic acid bortezomib (N-pyrazinecarbonyl-L-phenylalanine-L-leucine boronic acid; Millennium Pharmaceuticals, Inc, Cambridge, MA), formerly known as PS-341, is a specific and reversible inhibitor of the proteasome, with a unique pattern of growth-inhibitory and cytotoxic activity against many human cancer cell lines, leading to accumulation of cells in the G2-M phase followed by apoptosis.7

We focused on patients with advanced AIPCa since many of the previously described NF-{kappa}B–dependent factors related to tumor invasion, metastasis, and chemoresistance are operative in prostate cancer biology. IL-6, a surrogate marker of NF-{kappa}B activation,14 is a known autocrine and paracrine growth factor for prostate cancer15-20 and a mediator of prostate cancer morbidity21 and chemoresistance.22 Furthermore, we could monitor the potential antitumor activity in AIPCa with serum prostate-specific antigen (PSA), which does not change with bortezomib in vitro (C.N. Papandreou and D. McConkey, unpublished data).

Preclinical studies showed that bortezomib is rapidly and widely distributed into the extravascular compartment, resulting in plasma levels below 5 ng/mL within 30 to 60 minutes after intravenous (IV) administration. In cynomolgus monkeys, bortezomib produced a dose-dependent inhibition of peripheral blood proteasome activity and predictable sudden severe toxicity when the peripheral blood 20S proteasome inhibition (PI) exceeds 80%.23 The availability of an ex vivo assay for 20S proteasome activity24 made possible the design of a cautious dose-escalation scheme in this phase I study.

The primary objective of our study was to determine the dose-limiting toxicity (DLT) and maximum-tolerated dose (MTD) of bortezomib administered IV bolus once-weekly for 4 of 5 weeks. Secondary objectives were to: (1) assess the pharmacokinetics (PK) and pharmacodynamics (PD) of bortezomib in this schedule, (2) evaluate the relationship between toxicity and whole blood 20S PI, and (3) seek preliminary evidence of antitumor activity.


    PATIENTS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
Eligibility
Eligibility criteria included: histologically documented advanced solid malignancies refractory to conventional therapy; age >= 18 years; Zubrod performance status (PS) <= 2; life expectancy >= 3 months; adequate organ function (absolute neutrophil count >= 1,500/µL; platelet count >= 100,000/µL; total bilirubin <= 1.5 mg/dL; ALT and AST levels <= 2.5 times the upper normal limit; creatinine clearance of >= 50 mL/min), and left ventricular ejection fraction of >= 50%. Patients with AIPCa had to have serum testosterone <= 50 ng/dL and progressive disease at least 4 weeks following antiandrogen withdrawal (6 weeks for bicalutamide), defined as either new sites of bone metastases on bone scintigraphy, >= 25% increase in the sum of the products of diameters of any measurable lesion, or rising PSA level on three consecutive measurements done at least 1 week apart. Testicular androgen suppression (luteinizing hormone-releasing hormone analog) was continued on all patients who did not have an orchiectomy.

Patients were excluded if they had chemotherapy or radiotherapy within 4 weeks of study entry; strontium-89 or immunotherapy within 12 weeks of study entry; inflammatory bowel disease; serious medical or psychiatric illness; uncontrolled CNS metastases; significant atherosclerotic disease (peripheral vascular disease requiring surgical management or history of myocardial infarction, heart failure, cerebrovascular accident or transient ischemic attack within 2 years of study entry); electrocardiographic evidence of acute ischemia or significant conduction abnormality; hypertension requiring treatment with calcium-channel-blockers, beta- or alpha-blockers; or longstanding diabetes mellitus. Pregnant or lactating women were ineligible. All patients gave written informed consent in accordance with federal guidelines before enrollment in the study.

Dosage and Dose Escalation
Bortezomib was dosed by body-surface area (BSA), using the patient's actual body weight if less than 130% of the ideal body weight; otherwise, the average of the ideal body weight and actual body weight was used. This adjustment in dosing scheme was decided because animal data had shown limited distribution of the drug to the subcutaneous/fat tissue, raising the concern that overweight patients, if treated according to their actual weight, could be exposed to significantly higher systemic dose of bortezomib, possibly causing higher toxicity. The initial dose level of bortezomib was 0.13 mg/m2/dose, which represents one-sixth of the MTD of 0.8 mg/m2 in primates. The schedule of once-weekly administration represents one half of the dose-intensity administered to the primates. Patients were treated at the following dose levels (mg/m2): 0.13, 0.25, 0.4, 0.6, 0.75, 0.8, 0.85, 0.9, 1, 1.1, 1.21, 1.32, 1.45, 1.6, 1.8, and 2.0. Dose escalation and reduction was based on the continual reassessment method (CRM), with at least two patients per dose level and no dose level skipped.25-29 No intrapatient dose escalation was allowed.

Bortezomib was not administered on scheduled days if there was: >= grade 3 hematologic toxicity, >= grade 2 nonhematologic toxicity, except for alopecia and total bilirubin, or >= grade 3 total bilirubin. Missed doses were not substituted. Subsequent treatment cycles were initiated if patients had <= grade 1 toxicity. Treatment could be delayed for up to 2 weeks to allow for recovery from toxicity. Treatment was discontinued for unacceptable toxicity, disease progression, or withdrawal of consent.

Drug Administration and Supportive Care
Millennium Pharmaceuticals provided bortezomib as a sterile, lyophilized powder containing bortezomib and mannitol. Each vial was reconstituted with normal saline to a final bortezomib concentration of 1 mg/mL, that was administered by rapid IV injection through a central venous access catheter on days 1, 8, 15, and 22, every 35 days. During the first cycle, patients were monitored as inpatients for at least 23 hours following drug administration. Patients without cardiovascular toxicity during the first cycle were subsequently observed for 4 hours following drug administration.

Definitions of DLT and MTD
Toxicities were graded according to the National Cancer Institute Common Toxicity Criteria, version 2.0. DLT was defined as any of the following during the first cycle: grade 4 hematologic toxicity, grade >= 3 nonhematologic toxicity, except for total bilirubin or alopecia, or grade 4 total bilirubin. MTD was defined as the dose level having a mean posterior DLT probability closest to 25%.25-29

Pretreatment and Follow-Up Studies
Patient histories, including PS, concomitant medications, physical examination, and routine laboratory evaluations (complete blood counts with differential, electrolytes, blood urea nitrogen, creatinine, glucose, total protein, albumin, calcium, phosphate, alkaline phosphatase, total bilirubin, amylase, magnesium, lactate dehydrogenase, ALT, AST, and urinalysis) were obtained before treatment and weekly thereafter. ECG and two-dimensional ECG were obtained within 4 weeks of study entry; ECG was repeated before each treatment cycle. Documentation of known measurable/assessable disease was performed by radiographic imaging (bone scintigraphy, computer tomography scans) and biochemical markers of disease before and every two cycles of treatment. Serum IL-6 levels were measured by enzyme-linked immunosorbent assay using commercially available reagents (R&D Systems, Minneapolis, MN).

Response Criteria
Measurable disease response was evaluated using previously reported criteria.30 A minimum of 4 weeks was required to document response. In reporting the study results, PSA declines were tabulated in accordance with the consensus guidelines to report a >= 50% post-therapy PSA decline.31

Bioanalytical Methods
The development of a sensitive liquid chromatography with tandem mass spectrometry detection (LC/MS/MS) assay,32 a modification of two previous LC/MS methods using liquid and solid phase extraction techniques, allowed the quantification of bortezomib plasma levels up to 24 hours after an individual dose. Once an acceptable method had been developed, PK was assessed at doses between 1.45 and 2.0 mg/m2.

Bortezomib Measurement
The final analytic methodology (LC/MS/MS) was developed at Millennium Pharmaceuticals, Inc. Bortezomib and [13C(9)]-bortezomib internal standard (IS; synthesized in the Process Chemistry Laboratory, Millennium Pharmaceuticals, Inc) were dissolved in 50:50 acetonitrile:H2O, 0.1% formic acid to 1 mg/mL and diluted with the same solvent.

To 100 µL of sample plasma 10 µL of IS at 0.1 ng/µL were added for total concentration of 10 ng/mL. For standards we added 10 µL IS at 0.1 ng/µL, and 10 µL bortezomib to a final concentration of 0.5, 1, 3, 10, 30, and 100 ng/mL. For quality controls we added 10 µL IS and 10 µL bortezomib to a final concentration of 0.5 and 5 ng/mL and vortex to mix.

Plasma samples were extracted with 400 µL of ice-cold acetonitrile, 0.1% formic acid. We then evaporated 400 µL of supernatant to dryness in turbovap 96 (approximately 1 hour at 40 l/min; 80°C), reconstituted with 100 µL of 90:10 H2O:ACN, 0.1% formic acid and vortexed gently to mix. Following centrifugation at 5,000 x g in bench top centrifuge the supernatant was transferred to 96 well polypropylene plate and sealed with polypropylene mat. A 20 µL sample was injected into analysis system.

Instrumentation and Conditions
Analytic instrumentation was a Sciex (Foster City, CA) API-3000 triple quadrupole mass spectrometer and model 1100 binary pump high performance liquid chromatography system (Agilent, Palo Alto, CA), without mixing column, Gilson 235 Autoinjector with a Waters Xterra MS C18 3.5µ 2 mm x 10 mm column. High performance liquid chromatography conditions: Buffer A (water, 0.1% formic acid), and buffer B (90% acetonitrile, 10% water, 0.1% formic acid). Using a buffer flow rate of 0.5 mL/min, for a total run time of 2.5 minutes. A gradient was run from 0 to 0.25 minutes, 90% buffer A, 0.25 to 1.0 minutes 100% buffer B, returning to 90% buffer A at 1.05 minutes. Bortezomib had a retention time of 0.62 minutes. Bortezomib had a mass transition 367 to more than 226, and the IS, [13C(9)]-bortezomib, had a mass transition 376 to more than 234.

Protein precipitation has been demonstrated to be a reproducible method of sample preparation for the analysis of bortezomib in human plasma. Bortezomib is accurately quantitated in human plasma with this method. The lower limit of quantitation has been established as 0.5 ng/mL. The upper limit of quantitation has been established as 100,000 ng/mL. For all of the standards and quality controls tested, coefficient of variation (% deviation) did not exceed 10%. Accuracy was within 15% of theoretical for all standards and quality controls.

20S PI Assay
Whole blood samples for 20S PI were taken pre-dosing and at 1, 4 or 6, and 24 hours after dosing. Patients consenting to optional procedures had a bone marrow biopsy and/or accessible tumor biopsies performed before and 1 to 2 hours after bortezomib infusion.

A spectrofluorometric assay was used to assess the level of proteasome activity in blood and tissue biopsies, as previously described.24 Biopsy tissue, approximately 5 mg, was diluted (10:1) with cold phosphate-buffered saline, homogenized, then lysed with 5 mmol/L EDTA (pH 8.0) for 1 hour and processed the same as the whole blood samples for 20S PI determination.

Pharmacokinetic Analysis
Pharmacokinetic modeling and parameter estimation were performed by standard noncompartmental methods using the nonlinear regression program WINNonlin (Scientific Consultant, Apex, NC; Pharsight Corp, Mountain View, CA). The area under the concentration-time curve (AUC) was calculated using the linear trapezoidal rule from 0 to 24 hours, then extrapolated to infinity (AUCINF). The systemic clearance was determined by dividing the dose (mg/m2) by the AUCINF. The following additional PK parameters were determined: observed peak concentration (Cmax), volume of distribution and terminal elimination half-life (t1/2). Values are reported as means ± standard deviation.

Pharmacodynamic Analysis
The PD effect of bortezomib is presented as the change in 20S proteasome enzyme activity as a function of increasing dose levels of bortezomib. The primary analysis uses the change in proteasome activity from baseline of the first dose (cycle 1, day 1) to 1-hour after the first dose. For this analysis, the baseline value is determined as the average of the available data from the two pre-study values and the day 1, time 0 value. Secondly, an evaluation of the extent of return to baseline proteasome activity is evaluated, using the change from day 1, baseline to the post-dose sample 24 hours later. PD data were analyzed and modeled using WINNonlin Professional software, version 3.2 (Pharsight Corp, Mountain View, CA).

Statistical Analysis
All patients receiving at least one dose of bortezomib are included in the toxicity and efficacy analysis. Patients removed early from the study because of toxicity are counted as nonresponding.

The Fisher's exact test for categoric variables and the nonparametric Mann-Whitney test for continuous variables were carried out whenever appropriate. The Spearman correlation test was used to test the relationship between dose and 20S PI. Univariate and multivariate regression analysis was performed to examine the relationship between 20S PI and categoric grades of specific toxicites (diarrhea, constipation, vomiting, fatigue, hypotension, and neuropathy) and the predictive effects of various covariates (such as age, PS, baseline IL-6 level, albumin, PSA, and hemoglobin) for each type of toxicity. The Wilcoxon rank sum test was used to compare 20S PI with different degrees of toxicity. The Classification and Regression Tree recursive partitioning method, a computer-intensive nonparametric statistical method, was used to search for optimal cutoff value of 20S PI as predictor of outcome variable (ie, toxicity).33 A P value less than .05 was considered significant. All statistical analyses were performed using Splus.34


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
Fifty-four patients were enrolled; one patient withdrew consent before receiving any drug. Pretreatment characteristics of the 53 patients who received at least one dose of bortezomib are shown in Table 1. Most patients (n = 48; 91%) had AIPCa, and 43 patients (84%) had prior chemotherapy. The characteristics of the 48 AIPCa patients are shown in Table 2.


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Table 1. Baseline Characteristics of All Enrolled Patients

 

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Table 2. Baseline Characteristics of Patients With Androgen- Independent Prostate Cancer

 
In all, 128 cycles of bortezomib were delivered; the median number of cycles administered was two (range 0.25 to 15 cycles). One patient was dosed according to his average weight and BSA. Four patients did not complete one cycle (three for rapid disease progression and one for DLT at 2.0 mg/m2). Thirty-one patients completed at least two cycles.

DLT and MTD
DLT was seen in two of five patients treated at the 2.0 mg/m2/dose level (grade 3 diarrhea in both patients; grade 3 syncope and hypotension in one patient), described below. The MTD and recommended phase II dose of bortezomib in this schedule is 1.6 mg/m2. There was no grade 4 toxicity in the trial, except from one patient with 1-day duration of grade 4 fatigue after bortezomib during cycle 2.

Toxicity
Table 3 lists adverse events seen in >= 10% of patients. Diarrhea (often with abdominal cramps), fatigue, blood pressure changes, and hypotension more often than hypertension were the principal toxicities. The rate of grade 2 to 3 principal toxicities per dose level for cycles 1 and 2 are listed in Tables 4 and 5.


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Table 3. Principal Toxic Effects of Bortezomib Treatment by Dose Level (all cycles)

 

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Table 4. Principal Toxicities of Bortezomib per Dose Level During Cycle 1

 

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Table 5. Principal Toxicities of Bortezomib per Dose Level During Cycle 2

 
Diarrhea and Other Gastrointestinal Symptoms
The incidence and severity of diarrhea were dose- and time-dependent. The diarrhea started approximately 12 to 18 hours after bortezomib administration and continued for 1 to 2 days thereafter. In cycle 1, 20 of 53 patients developed diarrhea. Fifteen of these 20 patients were treated at dose levels >= 1.45 mg/m2/dose. At 1.45 and 1.6 mg/m2/dose levels the diarrhea was usually grade 1 to 2 and self-limited. Only one of 13 patients treated at the 1.6 mg/m2/dose level had grade 3 diarrhea for 1 day that was aborted with loperamide at subsequent bortezomib doses. Patients treated at 1.8 to 2.0 mg/m2/dose levels were instructed to start taking loperamide with the first episode of diarrhea, thereby limiting the diarrhea to grade 1 to 2 for all but two patients treated at the 2.0 mg/m2/dose level, who developed grade 3 diarrhea despite loperamide.

Nausea and vomiting were grade 1 to 2 and easily controlled with anti-nausea medications. The rate and severity of nausea did not increase during subsequent treatment cycles. Constipation was generally grade 1 to 2 (one patient developed grade 3 constipation after loperamide treatment).

Fatigue
Fatigue was common (observed in 51% of patients during cycle 1), grade 1 to 2 in all but one patient with grade 3 toxicity, and its severity was dose- and time-dependent.

Cardiovascular Toxicity
Hypotension/hypertension. In cycle 1, hypotension was seen in 17 of 53 patients, and hypertension in 11 patients. The rate and severity of hypotension seemed dose-related, with all grade 3 events seen at >= 1.45 mg/m2. Of the three patients with grade 3 hypotension, two had significant comorbidities (one attributed to sedatives and opioids; the other had progression of lymphangitic lung disease with hypoxia leading to atrial fibrillation and brief hypotension). One patient at the 2.0 mg/m2/dose level developed grade 3 hypotension, along with what appears to be autonomic instability and syncope, probably related to bortezomib. This 71-year-old patient had diabetes mellitus, prior three-vessel coronary bypass surgery, and AIPCa, progressing after ketoconazole, doxorubicin, vinblastine, and estramustine (KAVE) chemotherapy. Within a few hours of his first bortezomib dose he developed grade 3 diarrhea, requiring inpatient IV fluid (IVF) support for 48 hours. On the sixth day of cycle 1, he was readmitted for orthostatic hypotension, near-syncope, and anemia. He improved symptomatically after IVFs and blood transfusion and was discharged the next day, only to be readmitted 3 days later for syncope. On admission he had supine hypertension and symptomatic orthostatic hypotension without bradycardia, despite being euvolemic. He had normal sinus rhythm with occasional atrial and ventricular premature complexes and no signs of ischemia. Neurologically, he had stable pre-existing grade 1 sensory peripheral neuropathy. With IVFs his orthostatic hypotension improved modestly, while supine hypertension persisted. Nerve conduction studies showed mild to moderate sensory-motor axonal and mild demyelinating peripheral neuropathy. The patient received IVFs and fludrocortisone 0.1 mg orally (PO) daily without improvement. Metoprolol was not beneficial. Fludrocortisone was increased to 0.3 mg PO daily and midodrine 10 mg PO tid was added with significant improvement. He was discharged 28 days after his first and only dose of bortezomib with mild orthostatic changes that persisted 2 months later.

One patient developed grade 3 hypotension on cycle 3 associated with new onset atrial fibrillation. Hypertension was less common (11 of 53 patients during cycle 1) and was grade 1 to 2 in all but one patient with grade 3 toxicity.

Arrhythmia. Only one patient developed significant arrhythmia during cycle 1 (grade 3 atrial fibrillation and hypotension, related to cancer-induced hypoxia, as described earlier). Clinically insignificant arrhythmias were seen in 21 of 53 patients during cycle 1 (mostly sinus bradycardia or tachycardia, or atrial and ventricular premature complexes on routine ECGs). No other ECG abnormalities were noted.

The frequency and severity of cardiac arrhythmias did not increase during the second or subsequent treatment cycles. The only significant late cardiac toxicity was one episode of grade 3 atrial fibrillation in a 68-year-old patient during cycle 3, with history of hypertension, emphysema, and palpitations. He presented with diarrhea, nausea, dehydration, and atrial fibrillation that spontaneously converted to normal sinus rhythm after IVFs. The event was clinically attributed to the patient's underlying medical condition, though bortezomib could not be excluded as a causative agent.

Hematologic Toxicities
In cycle 1, anemia was typically grade 1 (n = 24) or 2 (n = 13), and in most patients did not change from baseline evaluation. Thrombocytopenia was rare, grade 1 only, and not dose-related. No effect was seen in WBCs. Febrile episodes were reported in 25 of 53 patients during cycle 1 (11 of 39 patients on cycle 2) and were consistent with this population (mostly urinary tract and upper respiratory infections).

Ten patients developed phlebitis along the long line during cycle 1, treated with topical antiseptics and antibiotics. Only one patient developed low extremity deep vein thrombosis, possibly related to an inferior vena cava filter placed 5 months earlier.

Neurologic toxicity potentially attributable to the drug was seen in a minority of patients during the first cycle. New or worse sensory neuropathy grade 1 and 2 was observed in one patient each, at 0.8 and 2.0 mg/m2/dose levels, respectively. One patient at the 1.6 mg/m2/dose level developed ischemic cerebral infarct, considered unrelated as a result of comorbidities. One patient, at the 2.0 mg/m2/dose level, developed serious neurotoxicity (grade 3 syncope) related to bortezomib, as previously described. Subsequent cycles of therapy were not associated with worsening neuropathy except in two patients requiring discontinuation of bortezomib. Both patients had AIPCa and prior KAVE chemotherapy; one patient had pre-existing grade 1 peripheral neuropathy that progressed to grade 2 after the second cycle of treatment, while the second patient developed sudden onset, grade 3 left hip and right shoulder pain, numbness, and dysesthesia with normal motor function during cycle 2. Neurologic evaluation was consistent with acute inflammatory polyradiculopathy. His symptoms improved with discontinuation of bortezomib and short course of steroids.

Pharmacokinetic/Pharmacodynamic Analysis
Not all of the 54 patients were evaluated for pharmacokinetics. Once an appropriately sensitive, reproducible, and specific analytic method was developed, the PK sampling times were modified to better characterize the kinetic disposition of bortezomib. Samples for PK and PD analysis are available from 24 patients following dose 1 of cycle 1. Plasma profiles for the 1.45 to 2.0 mg/m2 dose groups are graphically displayed as group means in Figure 1. The PK parameters are presented and summarized in Table 6. Estimated Cmax values at time zero showed large variability and no apparent relationship to dose; however, this may be the result of modifications to the analytic methods. The mean AUC by dose group showed a trend of increased exposure with higher dose. There was not sufficient data to assess dose proportionality of bortezomib over the dose range evaluated for pharmacokinetics.



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Fig 1. Mean plasma bortezomib (PS-341) levels by dose group in patients after the first intravenous dose.

 

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Table 6. Pharmacokinetic Parameters From the Noncompartmental Analysis and Two-Compartment Analysis (t1/2{alpha} and t1/2ß) of Bortezomib in Plasma

 
Plasma profiles were subsequently evaluated using a two-compartment PK model. Overall, the bortezomib plasma profiles in the 24 patients evaluated were quite similar. The majority of the plasma profiles are described by a two-compartment pharmacokinetic model with a rapid initial distribution half-life (t1/2{alpha}: 0.22 to 0.46 hours), followed by a more sustained terminal elimination half-life (t1/2ß > 10 hours) and a large (> 500 L) volume of distribution. These results, along with tissue distribution data from animal studies, suggest that after IV administration, bortezomib is rapidly distributed into the extravascular tissues, cleared slowly from them, returning to the systemic circulation to be eliminated by the hepatic and renal routes.

We further analyzed the relationship between a measure of body size (BSA) and bortezomib clearance in patients having PK assessments at doses ranging from 1.45 to 2.0 mg/m2 (Fig 2). Substantial scatter was observed suggesting no relationship between patient size and drug clearance over this narrow dose range.



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Fig 2. Assessment of the relationship between patient body size and bortezomib plasma clearance. The body-surface area (BSA), in squared meters, was plotted versus bortezomib plasma clearance (CL) for patients receiving bortezomib at four different dose levels (1.45 to 2.0 mg/m2).

 
A spectrofluorometric assay measuring the whole blood 20S PI24 served as a guide for dose escalation in this study. The level of 20S PI was low and variable for the patients treated at the lowest dose levels (0.13 to 0.6 mg/m2), probably related to the sensitivity of the assay at low level of inhibition, as the detection limit is 13% inhibition for the ChT:T ratio method.24 Data were more consistent for the remaining dose levels (0.75 to 2.0 mg/m2). Maximum percent 20S PI was seen 1 hour after bortezomib in Cycle 1. One-hour after first treatment, 20S PI data from 43 patients were used in a sigmoid maximum obtainable effect (Emax) PD model. Figure 3 displays the observed dose-response relationship between bortezomib (mg/m2) and 20S PI. The Emax model showed a relatively steep dose-response curve up to 1.3 mg/m2, followed by a tendency to plateau for higher doses, with a calculated ED50 of 0.89 mg/m2 and an Emax of 92%. Similar results were obtained modeling the 1-hour post-dose data according to total dose (mg) and for subsequent days of treatment during cycle 1 (data not shown).



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Fig 3. Observed maximum effect model of percent inhibition of 20S proteasome activity 1 hour after the first bortezomib dose on day 1, cycle 1, according to dose/m2.

 
Figure 4 displays the time course of mean percent 20S PI relative to pretreatment baseline in cycle 1 by dose group. A trend was seen across all dose groups with maximum mean percent 20S PI occurring at 1 hour post-dose and a sequential return toward pre-dose baseline from 1 to 6, 6 to 24, and 24 hours post-dose on all treatment days. Overall, there was a dose-dependent increase in the level of 20S PI (Spearman correlation coefficient = 0.89; P < .00001), with similar rates of return toward baseline activity. However, PI was partially reversible with a trend towards decreased rate of recovery of proteasome activity with subsequent weeks of therapy. Tolerance or tachyphylaxis to the effects of bortezomib did not develop. The clinical relevance of an incomplete recovery of proteasome activity is unknown at this time, but may be an explanation for the trend in increased toxicity (diarrhea and fatigue) seen with subsequent weeks and cycles of treatment.



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Fig 4. Time course of mean percent inhibition of 20S proteasome activity relative to pretreatment baseline (day 1, cycle 1) through cycle 1, by dose group.

 
The 20S proteasome activity was measured in tumor samples obtained 2 hours after bortezomib administration from patients with prostate mass (n = 2), lymph node (n = 1), and bone marrow aspirate/biopsy (n = 2) and compared to the level of 20S activity in a matched pretreatment tumor sample and the percent change in 20S activity in blood samples taken before and 1 hour post-bortezomib treatment. For each patient the pretreatment blood proteasome activity was taken as a reference of 100%. In the limited number of patients evaluated, the degree of post-treatment 20S PI in tumor tissue (70% to 90%) was similar to that seen in the peripheral blood (70% to 80%) of the same patient, with the exception of bone marrow biopsy where the 20S PI was approximately half (40% compared to 80%) of that seen in peripheral blood.

Relationship of Bortezomib Pharmacokinetics and Pharmacodynamics
The relationship between plasma concentration and proteasome inhibition assessed over a 24-hour period (at 1, 6, and 24 hours) is depicted in Figure 5. The 24-hour measurements demonstrate recovery of 20S activity—and the recovery is fairly homogeneous—while the 1-hour concentrations demonstrate a very heterogeneous eight-fold range in plasma concentration associated with a rather homogeneous response in reduction of 20S activity of approximately 70%. There is an obvious disconnect between plasma bortezomib pharmacology and suppression of 20S activity.



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Fig 5. Relationship between plasma bortezomib (PS-341) levels and percent inhibition of 20S proteasome activity following dose 1 of cycle 1.

 
Relationship of Bortezomib Pharmacodynamics and Toxicity
Using the Classification and Regression Tree recursive partitioning method33 we found that 20S PI >= 58% was associated with a statistically significant increased probability to develop grade >= 1 diarrhea (P = .03), vomiting (P = .05), and fatigue (P = .04), while such a correlation could not be demonstrated for hypotension or constipation. This may reflect the rarity of hypotensive episodes and the presence of other factors contributing to constipation (ie, analgesics, antidiarrheal medications). The level of 20S PI was the only significant predicitive factor for toxicity (diarrhea, constipation, vomiting, hypotension, or fatigue) in the multivariate analysis (independent of age, PS, or baseline IL-6, albumin, hemoglobin, or PSA). The only exception was that patients with higher pretreatment PSA had an increased probability to develop fatigue, probably reflecting higher tumor burden.

Antitumor Activity
No responses were seen in the patients with kidney, colon, or transitional cell carcinoma. Forty-eight patients with AIPCa were treated in this trial, 47 of whom had elevated serum PSA on study entry. Two (4%) of the 47 patients had a >= 50% decline in serum PSA level and nine (19%) of 47 patients had stable serum PSA (including two patients with PSA decline of 35% to 45%). Overall, 21 patients had measurable disease; 20 patients, two patients, and one patient had lymph node, lung, and liver metastases, respectively. Two (9.5%) of 21 patients with measurable disease attained a partial response (PR) in retroperitoneal lymphadenopathy. The first patient, after two cycles of bortezomib at 0.4 mg/m2/dose, achieved almost complete resolution of biopsy-proven anaplastic PCa adenopathy lasting for 8 months, while his PSA remained stable. The second patient had PR in retroperitoneal lymph nodes after two cycles of bortezomib at 1.6 mg/m2 with parallel 60% decline in his serum PSA concentration. He was taken off study after four cycles with biochemical relapse.

When we analyzed the antitumor response in the 24 AIPCa patients treated at dose levels close to the MTD (>= 1.45 mg/m2), which correspond to a 1-hour post-treatment average of >= 70% 20S PI, we observed two (8%) of 24 patients with >= 50% PSA decline, six (25%) of 24 patients with stable PSA, and one (11%) of nine patients with PR in measurable lymph node disease.

Effect of Therapy on Serum IL-6 Levels
We measured serum IL-6 levels, pre- and 1-hour after each bortezomib dose during cycle 1, in 21 consenting of the 24 AIPCa patients treated at >= 1.45 mg/m2. Serum IL-6 levels were considered elevated at baseline if higher than 4.0 pg/mL. Decline in serum IL-6 level was defined as >= 50% drop over baseline; this was observed in 12 of 18 and one of three patients with high or normal pretreatment IL-6 levels, respectively. The effect of bortezomib on serum IL-6 and PSA levels are shown in Figure 6. Interestingly, >= 50% PSA decline was seen only in the subgroup of patients with a decline in elevated pretreatment serum IL-6 levels (two of 12 patients), suggesting a possible NF{kappa}B-mediated effect. However, given the small number of patients tested, this requires further evaluation in phase II studies.



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Fig 6. Interleukin-6 (IL-6) and prostate-specific antigen (PSA) correlations for patients treated at doses 1.45 to 2.0 mg/m2.

 

    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
The ubiquitin-proteasome pathway is the principal pathway for degradation of intracellular proteins that govern cell cycle, transcriptional factor activation, apoptosis, angiogenesis, and resistance to therapy.1-13 Bortezomib, a potent and selective proteasome inhibitor, induces apoptosis in androgen-dependent and androgen-independent (PC-3 and DU-145) cell lines, suppresses angiogenesis, invasion, and metastasis in PCa, and exhibits antitumor activity against PC-3 prostate cancer xenografts.7,12 Preclinical studies of bortezomib showed sudden, severe, and frequently irreversible toxicity at >= 80% whole blood proteasome innhibiton.23 Therefore, dosing regimens must be optimized to limit toxicity to normal tissues. We sought to determine the MTD, PK, and PD characteristics of weekly IV bortezomib. This clinical trial represents the first time that bortezomib was administered to humans, the first PK study, and the study that, to date, has involved the highest single dose/m2 in humans.

The toxicities observed with bortezomib were generally modest at the recommended dose for phase II studies (1.6 mg/m2 once-weekly for 4 every 5 weeks). The use of the CRM permitted us to enroll large number of patients at dose levels near the MTD and provided us with a high degree of confidence regarding the expected toxicities at these dose levels. Most patients at 1.6 mg/m2 dose level received two or more cycles of bortezomib without experiencing significantly increased toxicities in the second cycle of treatment.

As predicted, diarrhea was the most common toxicity; at higher doses, neurologic and cardiovascular side effects also occurred. The incidence and intensity of diarrhea increased with higher doses and subsequent weeks and cycles of therapy. Prompt use of loperamide was effective in avoiding severe diarrhea in all patients except those treated at the highest dose level. In this study, there was no evidence that resistance to loperamide occurred on subsequent cycles of therapy, though this should be studied further. At the 2.0 mg/m2 dose level, two of five patients developed DLT (grade 3 diarrhea and postural hypotension and syncope, reminiscent of autonomic dysfunction). In contrast to reports from other phase I studies,35,36 peripheral neuropathy was less frequent (8%), even though 39 (74%) of 53 patients had prior chemotherapy, including neurotoxic drugs. All episodes of new or worse neutopathy seen during the first two cycles occurred in patients previously treated with neurotoxic chemotherapy. The lower incidence of peripheral neuropathy in this study may be a reflection of the patient population treated or of the treatment schedule utilized. It is possible that the weekly schedule may be less neurotoxic. Further studies are needed to clarify the relationship between these toxicities and dose-schedules of bortezomib administration. Hypotension was generally modest and reversible with hydration, except in the patient treated at 2.0 mg/m2 dose level. The mechanism of hypotension remains unclear and does not appear to be related to adrenal dysfunction, infectious process, or cardiac arrhythmias/decompensation; possible explanations include autonomic nerve dysfunction as observed in the patient with DLT and/or dehydration.

Based on our results, a dose of 1.6 mg/m2 is recommended as a starting dose in phase II studies testing a once-weekly for 4 of 5 weeks treatment cycle.

The primary pharmacokinetic objective of this study was to complete the development of a specific, sensitive, and reproducible analytic method for measuring plasma concentrations of bortezomib. This became possible as a result of samples made available from this study. The method has a lower limit of quantitation of 0.5 ng/mL, and is currently being used in other clinical studies to characterize the pharmacokinetics of bortezomib. Bortezomib concentrations in plasma from 24 patients were determined throughout the development of the analytic method. The combination of PK data from all patients in a given dose group, obtained by different analytic methods, is done so with the understanding that the goal was to get an initial characterization of the kinetic disposition of bortezomib across all dose groups.

The kinetic disposition of bortezomib appears to be described by a biphasic disappearance from the plasma with a rapid initial rate (< 10 minutes), followed by a slower terminal phase (on average > 20 hours). More pharmacokinetic data is needed to appropriately characterize the steady-state kinetics of multiple doses in humans.

In this study, there appears to be no relationship between BSA and clearance of bortezomib. These data should be interpreted with caution though, given the small number of patients tested over a very narrow dose range. As a result of the limited nature of data obtained in this small study, we believe the data presented in this manuscript could at best be used to give a global view of the pharmacokinetics of bortezomib, rather than point to a specific relationship between BSA and bortezomib clearance. This will be examined in two ongoing phase II PK studies with much larger populations.

The relationship between plasma concentration and proteasome inhibition over a 24-hour period was studied (Fig 5) and greater confidence in the data and correlation was obtained with the newer analytic method. With the dose and schedule employed, there appears to be a maximum level of 20S inhibition of 70% to 75%, which suggests that the inhibition of 20S activity is saturable. In the narrow dose range analyzed (1.45 to 2.0 mg/m2), the 24-hour measurements demonstrate a fairly homogeneous recovery of 20S activity, while the 1-hour concentrations demonstrate a heterogeneous eight-fold range in plasma concentration associated with a rather homogeneous response in reduction of 20S activity of approximately 70%. There is an obvious disconnect between plasma bortezomib pharmacology and suppression of 20S activity. It may be that the most interesting pharmacology occurs in the 0- to 1-hour interval, or more probably that the intercellular pharmacology is more informative than plasma bortezomib PK. Further, the observed clinically relevant efficacy and toxicity occurred at saturation (plateau) levels of 20S PI (65% to 80%) where there appears to be no relationship between plasma bortezomib concentration and 20S activity. Finally, as discussed earlier, there is insufficient data to assess relationship between bortezomib dose and PK parameters. Thus, there can be no dosing suggestion based on dose, plasma bortezomib concentration, AUC, or measurement of 20S plasma activity, as no data (at least presented in this manuscript) exists to support such a recommendation.

The ex vivo PD assay could be used as predictor of toxicity up to 65% 20S PI. The ex vivo measurement of proteasome activity has little predictive value for toxicity at levels of proteasome inhibition greater than 65%; most adverse events occurred at doses between 1.6 to 2.0 mg/m2, which result in 65% to 75% 20S PI, but the severity of adverse events did not correlate with the degree of 20S PI at this range.

Inhibition of the proteasome activity was partially reversible by the time of the next dose administration with this weekly schedule. This may explain the increased diarrhea and fatigue in subsequent weeks and cycles of treatment, and should be studied in phase II studies.

In nonclinical studies, normal and tumor tissue 20S inhibition was found to correlate with the level of inhibition observed in the whole blood, therefore defending the use of the whole blood assay of proteasome activity as relevant. In our study, the 20S proteasome activity in biopsy samples paralleled that measured in peripheral blood. This suggests that blood 20S proteasome activity may be a reasonable surrogate marker for the drug activity in target tissues. Given the small number of biopsy specimen tested (two prostate, one lymph node, one bone marrow aspirate, and one biopsy) this observation requires further study.

This study incorporates prospective serial assessments of antitumor activity, peripheral blood proteasome inhibition, and downstream signaling on putative NF-{kappa}B–dependent factors (ie, IL-6). The use of the CRM permitted more patients to be treated near the MTD. Our focus on patients with AIPCa allowed some preliminary observations on the clinical activity of bortezomib in patients with metastatic AIPCa. Most of the clinically relevant antitumor activity (PSA decline and radiographic responses) occurred at doses resulting in average 1-hour post-treatment >= 70% whole blood 20S PI, doses that produced most of the clinically-relevant toxicity. Thus, bortezomib may have a narrow therapeutic index in AIPCa. Interestingly, favorable PSA kinetics (stable and PR) paralleled the serum IL-6 decline. This is supportive of the view that the antitumor activity of bortezomib in AIPCa may be mediated by NF-{kappa}B inhibition.

Our clinical observations support that bortezomib has manageable toxicities at 1.6 mg/m2 and may possess antitumor activity in AIPCa. The administration of bortezomib once-weekly for 4 of 5 weeks, resulted in dose-dependent proteasome inhibition, up to 65% 20S PI, which was associated with predictable toxicity. Bortezomib has biologic activity against AIPCa; however, the responses were generally modest and of short duration. Preclinical studies demonstrate synergy between bortezomib and chemotherapy, with bortezomib reversing the chemotherapy-induced and NF{kappa}B-mediated chemoresistance.6,10,11,13 Therefore, bortezomib should be studied in AIPCa in combination with chemotherapy. Further studies are underway with bortezomib—as part of combination regimens—in AIPCa and other cancers where NF-{kappa}B is implicated in transformation, chemoresistance, or disease progression. Further understanding of the toxicity will result in safe-dosing algorithms.


    Authors' Disclosures of Potential Conflicts of Interest
 TOP
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
 REFERENCES
 
The following authors or their immediate family members have indicated a financial interest. No conflict exists for drugs or devices used in a study if they are not being evaluated as part of the investigation. Owns stock (not including shares held through a public mutual fund): Julian Adams, Millennium Pharmaceuticals; Dixie Esseltine, Millennium Pharmaceuticals; Alexandria Petrusich, Millennium Pharmaceuticals. Acted as a consultant within the last 2 years: Dixie Esseltine, Millennium Pharmaceuticals. Performed contract work within the last 2 years: Dixie Esseltine, Millennium Pharmaceuticals. Received more than $2,000 a year from a company for either of the last 2 years: Julian Adams, Millennium Pharmaceuticals; Dixie Esseltine, Millennium Pharmaceuticals; Peter Elliot, Millennium Pharmaceuticals.


    NOTES
 
Supported in part by CaPCURE and Millennium Pharmaceuticals Inc.

Presented in part at the 37th Annual Meeting of the American Society of Clinical Oncology, San Francisco, CA, May 12–15, 2001.

Authors' disclosures of potential conflicts of interest are found at the end of this article.


    REFERENCES
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 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 Authors' Disclosures of...
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Submitted February 21, 2003; accepted March 2, 2004.




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