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Originally published as JCO Early Release 10.1200/JCO.2005.03.2375 on January 23 2006 © 2006 American Society of Clinical Oncology. Defining Molecular Profiles of Poor Outcome in Patients With Invasive Bladder Cancer Using Oligonucleotide MicroarraysFrom the Division of Molecular Pathology and Computational Biology Center Memorial Sloan-Kettering Cancer Center, New York, NY; and the Centre de Regulacio Genomica, Barcelona, Spain Address reprint requests to Marta Sanchez-Carbayo, PhD, Tumor Markers Group, Molecular Pathology Programme, Centro Nacional de Investigaciones Oncológicas, Melchor Fernandez Almagro 3, E-28029 Madrid, Spain; e-mail: marta.sanchez-carbayo{at}cnio.es
PURPOSE: Bladder cancer is a common malignancy characterized by a poor clinical outcome when tumors progress into invasive disease. We sought to define genetic signatures characteristic of aggressive clinical behavior in advanced bladder tumors. METHODS: Oligonucleotide arrays were utilized to analyze the transcript profiles of 105 bladder tumors: 33 superficial, 72 invasive lesions, and 52 normal urothelium. Hierarchical clustering and supervised algorithms were used to classify and stratify bladder tumors on the basis of stage, node metastases, and overall survival. Immunohistochemical analyses on bladder cancer tissue arrays (n = 294 cases) served to validate associations between marker expression, staging and outcome. RESULTS: Hierarchical clustering classified normal urothelium, superficial, and invasive tumors with 82.2% accuracy, and stratified bladder tumors on the basis of clinical outcome. Predictive algorithms rendered an 89%-correct rate for tumor staging using genes differentially expressed between superficial and invasive tumors. Accuracies of 82% and 90% were obtained for predicting overall survival when considering all patients with bladder cancer or only patients with invasive disease, respectively. A genetic profile consisting of 174 probes was identified in those patients with positive lymph nodes and poor survival. Two independent Global Test runs confirmed the robust association of this profile with lymph node metastases (P = 7.313) and overall survival (P = 1.914) simultaneously. Immunohistochemical analyses on tissue arrays sustained the significant association of synuclein with tumor staging and clinical outcome (P = .002). CONCLUSION: Gene profiling provides a genomic-based classification scheme of diagnostic and prognostic utility for stratifying advanced bladder cancer. Identification of this poor outcome profile could assist in selecting patients who may benefit from more aggressive therapeutic intervention.
Bladder cancer is a common malignancy characterized by frequent recurrence and a poor clinical outcome when tumors progress into invasive disease.1 Transitional cell carcinoma of the bladder constitutes a spectrum of diseases that have been classified into three main groups with distinct clinical behavior and prognosis, management, and reported molecular profiles: superficial (stages Ta-Tis-T1), deeply invasive (stages T2-T4), and metastatic disease (N+/M+).2,3 Bladder cancer can be described as a genetic disease, driven by the multistep accumulation of genetic and epigenetic factors. These molecular alterations result in uncontrolled cellular proliferation, cell cycle deregulation, decrease in cell death or apoptosis, blockage of differentiation, invasion, and metastatic spread. The particular genetic and protein expression alterations that occur as part of the cross talk between these pathways, will in great part determine the biologic behavior of the tumor, including its ability to grow, recur, progress, and metastasize. The advent of high-throughput methods of molecular analysis can comprehensively survey the genetic profiles characteristic of distinct tumor types and identify targets and pathways that may underlie a particular clinical behavior. Gene expression profiling of tumor cell lines, pools and individual bladder tumor specimens have made progress in their classification, yielding insights into molecular events involved in bladder cancer progression.4-10 A challenge is how to translate the identification of these targets into potential biomarkers of bladder cancer behavior including molecular diagnosis and outcome prediction. In this study, we focus on characterizing genetic signatures characteristic of invasive bladder tumors, and define clusters, classifiers, and individual targets for patients with advanced disease. Moreover, we identified a genetic signature associated with metastatic potential and poor survival.
Tumor Samples and RNA Extraction One hundred fifty-seven frozen tissue samples belonging to 105 patients with bladder cancer were included for this gene expression profiling study. Some of the samples were from the same individual. In these cases, correlations with clinical variables of bladder cancer were performed with only the tumor specimens taken into consideration. Specimens were collected under an institutional review boardapproved tissue procurement protocol at Memorial Sloan-Kettering Cancer Center (MSKCC; New York, NY). Tumors were staged and graded according to standard criteria.2,3 Normal urothelium specimens were obtained at distant sites from the bladder tumors resected by cystectomy or cystoprostatectomy. Bladder tissues embedded in optimal cutting temperature compound were macrodissected to ensure a minimum of 75% of tumor or normal urothelium cells, respectively. Total RNA from bladder tissues was isolated in two steps using TRIzol (Life Technologies, Carlsbad, CA), followed by RNeasy purification. RNA quality was evaluated on the basis of 260:280 ratios of absorbances, and the integrity was also checked by gel electrophoresis analysis using the Agilent 2100 Bioanalyzer (Agilent Technologies, Palo Alto, CA) as previously reported.11
Gene Expression Analysis
Data Analysis
Hierarchical Clustering
Gene Ranking and Support Vector Machine Algorithms
Chromosome and Functional Analyses
Analyses Related to the Definition of the Poor Outcome Profile The Ingenuity tool (www.ingenuity.com) was also utilized to link the most differentially expressed genes in invasive tumors regarding their lymph node status and overall survival with the reported signaling networks of these genes. Further analyses were also performed to test the gene expression levels of the profile associated with aggressive behavior in paired normal urothelium of the invasive cases under study, as well as in the superficial cases evaluated. This approach was conducted comparing the gene expression levels of each probe versus the median levels observed in patients with and without positive lymph nodes, and overall survival. Among normal urothelium specimens belonging to patients with lymph node metastases and dead as a result of disease, we calculated the number of patients presenting more altered expression of the probes included in the poor outcome profile. For probes overexpressed in this profile, we estimated the number of normal urothelium specimens displaying higher expression levels than the median of the invasive cases with positive nodes and dead as a result of disease. On the contrary, for probes underexpressed in this profile, we estimated the number of normal urothelium specimens displaying lower expression levels than the median in the invasive cases with positive nodes and dead of disease. The specificity of the profile was tested on the superficial cases under study, and the normal urothelium without lymph node metastases and good outcome.
Diagnostic and Prognostic Properties of Transcript Levels of Clusters of Genes and Top-Ranked and Selected Targets
Tissue Samples and Tissue Microarrays
Immunohistochemistry
Statistical Analysis
The associations of synuclein with overall survival was also evaluated at the protein level using a subset of 95 cases for which follow-up was available. Overall survival time was defined as the years elapsed between transurethral resection or cystectomy and death as a result of disease (or the last follow-up date). Patients who were alive at the last follow-up or lost to follow-up were censored. The association of synuclein expression levels with overall survival was analyzed using the Wald test, and the log-rank test was used to examine their relationship when different cutoffs were applied.14 The survival curve was plotted using the standard Kaplan-Meier methodology. Associations among synuclein with p53/pRB and other molecular targets previously described altered along bladder cancer progression were analyzed using Kendall's
The molecular classification of bladder tumors provided by transcript profiling was initially analyzed by means of unsupervised hierarchical clustering combined with nonparametric bootstrap analysis. Primary bladder carcinomas were classified on the basis of their histopathologic criteria (Supplementary Table 1, online only), with an overall concordance of 82.2% (Fig 1). The main clusters grouped normal urothelium versus bladder tumors. The bladder cancer cluster identified two groups of invasive patients and a group with patients with superficial lesions. These subclusters differentiated bladder cancer patients on the basis of their clinical outcome (Fig 2). In accordance with the clustering analyses, the difference in survival between superficial and invasive tumors increased for the patients belonging to the invasive2 group included in the subcluster at the bottom. A leave-one-out SVM algorithm (see Methods section) was utilized to test the diagnostic and prognostic abilities of gene profiling. The SVM rendered 89% success rate for predicting tumor stage between superficial and invasive tumors, taking any of the top 250 genes at discriminating these categories given by the Welch's t statistic analyses (Supplementary Table 2, online only). The variance of the FDR values for Supplementary Table 2 ranged from 5.812 to 6.38. SVM algorithms were tested to predict overall survival as well. When considering together patients with superficial lesions and those with invasive bladder tumors, the leave-one-out cross validation rendered an overall accuracy of 82.3% with the top 25 genes (Supplementary Table 3, online only). A 10-fold cross validation averaged over 100 trials predicted correctly 72.7% of the cases with the top 250 genes. When only the patients with invasive disease were considered, the leave-one-out validation predicted overall survival correctly on 90% of the cases taking the 100 top genes (Supplementary Table 4, online only). The 10-fold cross validation correctly predicted 74.2% of the cases taking the 100 top genes.
The diagnostic and prognostic properties of top-ranked genes, and selected targets identified by gene profiling, were evaluated at the transcript level under standard techniques. ROC curve analysis revealed high AUCs among the eight top-ranked known genes at discriminating superficial versus invasive tumors, ranging from 0.922 for the nicotinamide N-methyltransferase (NNMT) to 0.874 for a member of the RAS oncogene family (RAB31; Fig 3A). Detailed information for the AUC, SE of the AUC, asymptotic significance as well as the asymptomatic 95% CIs are provided for each of these probes in Supplementary Table 2. The prognostic value of top transcripts, taking together superficial and invasive cases, were analyzed by log-rank tests and illustrated using Kaplan-Meier curves (Fig 3B-3E). These included peptidylprolyl isomerase A (PPIA, also known as cyclophilin A), tetratricopeptide repeat domain G (TCC9), nuclear RNA export factor 1 (NXF1), and hematopoietic cellspecific Lyn substrate 1 (HCLS1). Interestingly, three probes measuring cyclophilin A were among the top-ranked genes (Supplementary Table 3). A similar strategy was performed on top differentially expressed genes regarding survival, taking only patients with invasive tumors (Fig 3F-3I). These include HCLS1, ankyrin G (ANK3), Baculoviral IAP repeatcontaining 3 (BIRC3), and intercellular adhesion molecule 1 (CD54), and TP53-activated protein 1 (TP53 AP1; Supplementary Table 4). Interestingly, HCLS1 was among the top targets related to survival in both analyses. Also interestingly, low P values were observed for all of these probes, displayed in Figure 3B-3I (log-rank P < .001).
Further analyses using an independent strategy from the SVM described above, focused on identifying top ranked genes differentially expressed in invasive cases with lymph node metastases and poor outcome (Supplementary Table 5, online only). These differentially expressed genes were grouped according to their chromosomal and functional annotations, as well as the signaling networks in which they participate. The distribution of over- and under-expressed top loci along each chromosome regarding the above referred variables is provided in Figure 4A, Supplementary Figure 1, and Supplementary Table 6 (online only). The number of probes annotated with fold change higher than 1.5 among the total number of probes annotated along the genome (12,653) are estimated and referred as the list total. Functional annotations provided by KEGG have revealed the most relevant pathways associated with lymph node and survival status (Fig 4B-E; Supplementary Table 7, online only). Additional supervised analyses were also performed to link the overlap of top differentially expressed genes in patients with invasive bladder cancer presenting lymph node metastases and poor survival. A reduced version of the poor outcome profile consisting of 174 probes (expanded version including fold changes of each probe indicated as ratio of median transcript expression is included in Supplementary Table 8, online only), including the top 100 most differentially expressed known genes is illustrated in Figure 5. The impact of each of these probes as a group and individually, at predicting lymph node metastases and overall survival status was revalidated by means of global test analyses. This method estimated the influence (Q) of the group of 174 genes on predicting the above referred variables by computing a statistical score (Q) and its corresponding associated P value. These analyses revealed that gene expression profile of the 174 probes was associated with lymph node status (Q = 33.41; P = 7.3113) and with clinical outcome (Q = 37.87; P = 1.9314). The influence of each specific gene on these variables is provided in Supplementary Table 8. Analyses of the signaling networks in which the 174 genes mentioned herein are involved were performed using the Ingenuity software (Supplementary Fig 2).
The molecular profile of poor outcome identified in invasive tumors was tested on their paired normal urothelium tissues and an independent cohort of superficial cases. Supplementary Table 9 (online only) displays the percentage of cases presenting expression levels more altered than the median of the invasive cases for each probe belonging to the poor outcome profile. We observed that altered expression of these probes was already present in apparently normal uroepithelial tissues of certain invasive cases with poor outcome. Targets such as an XK-related protein 8 mapping at 1p35.2, or the matrix metalloproteinase 16 (membrane inserted) were altered in 83.3% of the distant normal urothelial tissues pairing invasive tumors cases of the poor-survival group. Low penetrance of targets belonging to this profile was observed in paired normal urothelium of invasive patients with good outcome and superficial tumors without evidence of node invasion and progressive disease during the follow-up. The complete UI33A data set of the 157 bladder tissues under study are included in Supplementary Table 10 (online only). As part of the validation studies, one gene coding for a soluble protein was selected from the analyses presented above to evaluate associations with tumor progression and overall survival. This strategy used both the transcript expression levels given by gene profiling and the protein expression patterns obtained by immunohistochemistry on tissue microarrays. Synuclein, the ligand of the cannabinoid or synuclein receptor, was selected as one of the top-ranked genes associated with lymph node invasion and overall survival (Fig 5; Supplementary Table 5). The cannabinoid receptor 1 was also among the top targets (ranked 13th) given by the Welch's t statistic analyses and utilized in the SVM for overall survival, taking only patients with invasive disease obtained through independent analyses (Supplementary Table 4). The variance of the FDR values for Supplementary Table 4 ranged from 0.015 to 0.477. Because further validation would be required to establish the importance of genes with higher FDRs, our target for validation was selected among this list of genes. At the transcript level, not only synuclein and its receptor (CNR1) provided diagnostic information by discriminating superficial versus invasive disease, but also were associated with overall survival (Fig 6A -C). AUCs for synuclein and its receptor, CNR1, were 0.868 and 0.708, respectively. Their asymptotic 95% CIs were 0.800 to 0.936 for synuclein (SNCA) and 0.600 to 0.817 for CNR1, with SEs of 0.035 and 0.056, as well as P values lower than .0005 and .001, respectively. Immunohistochemical analyses on tissue arrays (n = 294) showed that the protein expression levels of synuclein were differentially expressed in superficial versus invasive tumors (Fig 6D-E). A significant correlation between the expression of synuclein with tumor stage and grade was also observed (both < 0.0005). The expression patterns of synuclein were significantly associated with overall survival at the protein level as well (P = .002). Patients displaying a higher expression of synuclein had a shorter survival compared with those with low cytoplasmic expression (Fig 6F). Protein expression of synuclein was significantly associated with pRB inactivation (n = 294; P < .0005). Synuclein was significantly associated with proliferative activity, as assessed by Ki67 (n = 294; P = .007).
Gene expression profiling analyses represent a high-throughput approach to dissect the biology underlining bladder cancer progression. The present study was designed to define genetic signatures associated with aggressive behavior in patients with advanced disease and assess their clinical diagnostic and prognostic utility. Gene profiling provides a genomic-based classification scheme of diagnostic and prognostic utility for stratifying advanced bladder cancer. The association of the unsupervised clusters given by the bootstrapping approach with histopathology and overall survival supports the diagnostic and prognostic utility of gene profiling. In addition to these clusters, top-ranked genes and selected targets identified by gene profiling provided diagnostic and prognostic properties when evaluated at the transcript level under standard techniques. The novelty and clinical relevance of these analyses deals with observing low P values for the probes tested (log-rank, P < .001) by defining expression cutoffs at transcript levels associated with patient outcome, information mostly missing in gene expression profiling reports. Aiming at defining molecular profiles of poor outcome, further analyses focused on identifying top-ranked genes differentially expressed in invasive cases with lymph node metastases and poor survival. Availability of updated chromosomal and functional annotations of these differentially expressed genes allowed estimation of the allelic imbalances, pathways, and the signaling networks in which these genes participate. In this study, allelic imbalances were estimated on the basis of transcript intensities and chromosomal annotations, analyses frequently performed using chromosomal genomic hybridization approaches.23 The signaling networks analyses pointed out the relevance of TP53 pathway in bladder cancer progression.24,25 In line with this argument, one of the top targets identified by the SVM assessing overall survival in patients with invasive tumors (Supplementary Table 4), and also displayed in Figure 2I, was a TP53-activated protein 1. The SVM algorithm utilized in this study was defined with the purpose of building a predictor using a reduced number of genes. In the original list of 250 genes, the goal was to look for a large set of genes that might play a class distinction role, whereas for prediction purposes we were interested in reducing to a minimal set of genes that will accurately predict the categories under study. We used a method previously described for taking the genes one at time from some ranked list (in our case, the Welch's test list) and seeing how well a given number of genes could predict the correct categories using a leave-one-out validation procedure.14-16 It turned out that 25 genes did the best in terms of this leave-one-out validation score. In our opinion, none of the supervised learning algorithms described to date should be considered best or perfect. Similar results could have probably been achieved using other available techniques (as has been shown previously16). We chose to use this specific SVM for three main reasons. First, it has already been successfully used in a number of microarray prediction studies.16 Second, the generalization properties of SVMs are supposed to work well in the limit of sparse data (ie, few samples with many features [genes]).16 Finally, we already had experience and the necessary code and tools to work with SVMs. Further development of microarray data analysis tools is required in the field to optimize and standardize the selection process of subsets of genes with the most optimal predictive properties. One of the main discoveries of the present approach is the identification of an overlapping genetic signature among genes differentially expressed in patients with invasive bladder cancer presenting lymph node metastases and poor survival. Strikingly, the impact of each of these probes as a group at predicting lymph node metastases and overall survival status was revalidated by means of Global Test analyses. Two independent Global Test runs concluded that the same subset of genes was robustly associated with lymph node metastases and overall survival simultaneously. The presence of altered expression of these probes in apparently normal uroepithelial tissues of certain invasive cases with poor outcome is supportive of the controversial concept of multifocal field effect in bladder cancer initiation and progression.26 Moreover, the low penetrance of targets belonging to this profile in paired normal urothelium of invasive patients with good outcome and superficial tumors without evidence of node invasion and progressive disease during the follow-up supported their specificity and the clinical relevance of such profile. Early detection of altered expression of targets associated to this molecular signature may assist in selecting patients who may benefit from more aggressive therapeutic intervention.
The expression patterns of molecular targets identified differentially expressed along bladder cancer progression, such as p53, pRB, and other cell cycle related genes, had already been described as altered in the disease, and also evaluated by immunohistochemistry on the present tissue arrays under study.5,7 As part of novel validation studies, one gene coding for a soluble protein was selected to evaluate associations with tumor progression and overall survival. This strategy used both the transcript expression levels given by gene profiling and the protein expression patterns obtained by immunohistochemistry on tissue microarrays. Synuclein, the ligand of the synuclein receptor, also known as cannabinoid receptor 1,27 was selected as one of the top-ranked genes associated with lymph node invasion and overall survival, with a 2.60 median higher fold change expression in patients dying as a result of disease as compared with those free of disease (Fig 5; Supplementary Tables 5 and 8). In concordance, the cannabinoid receptor 1 was also among the top targets (ranked 13th) given by the Welch's t statistic analyses and utilized in the SVM for overall survival, taking only patients with invasive disease obtained through independent analyses (Supplementary Table 4). Genes for validation analyses were selected on the basis of combining significant differential expression and highest fold differences. Remarkably, significant associations with tumor staging and clinical outcome were found for these selected targets under evaluation. Although synuclein was detected in patients with bladder cancer using proteomic approaches,28 this is the first report describing the association of synuclein with tumor staging and survival. Synuclein is a component of the hemidesmosomes, which are cell-matrix adhesion structures organized around a core of actin filaments that appears early during cell adhesion. Synuclein colocalizes circularly around F-actin cores together with integrin Large-scale survey transcript profiling of bladder tumors using oligonucleotide microarrays contributes to a biologically oriented classification of bladder cancer. Clusters, classifiers, and individual targets provide novel means for molecular diagnosis and outcome prediction of patients with invasive bladder cancer. Our study differs, in part, from other published studies on application of array technologies in bladder cancer mainly in that it addresses tumor progression issues of advanced bladder cancer.4-10,30-33 This includes molecular correlates with clinical variables such as lymph node status and overall survival. Lack of information on these two critical features in other published studies4-10,30-33 precluded identification of appropriate external validation sets. The issue of false discovery as a result of multiple comparisons associated with high-throughput microarray technologies is frequently evaluated by means of external validation. In this regard, we believe that the data analysis methodologies applied in our study, such as leave-one-out cross validation together with SVM algorithms are robust tools to address the false-discovery issue. Furthermore, we provide assessment of the significance of the poor outcome profile by means of the Global Test analyses. In our study, not only was advanced disease discriminated from superficial lesions, but invasive tumors were also stratified on the basis of their lymph node status and patient outcome. As part of the clinical relevance of the present approach, the diagnostic ability of novel top-ranked molecular targets was assessed under standard criteria such as ROC curve analyses, and transcript levels cutoffs associated with overall survival were defined. In addition to target identification, we present an attempt to delineate allelic imbalances, functional molecular pathways, and signaling networks characteristics of patients with a more aggressive clinical behavior, on the basis of those transcripts differentially expressed on patients with poor outcome. Two independent Global Test runs concluded the robust association or a poor outcome profile with lymph node metastases and overall survival simultaneously. The link of lymph node status to overall survival represents a critical relevant step that would be addressed in other solid tumors. Our study supports the concept of multifocal field effect in bladder cancer progression. Gene profiling provides a genomic-based classification scheme of diagnostic and prognostic utility for stratifying advanced bladder cancer. Moreover, the identification of this poor outcome profile could assist in selecting patients who may benefit from more aggressive therapeutic intervention.
The authors indicated no potential conflicts of interest.
Bootstrap resampling technique: An analytical tool that evaluates how robust the associations are between the specimens under evaluation on the basis of the gene profiles. The higher the number provided by this method, the more robust the associations. Hierarchical clustering: An analytical tool used to find the closest associations among gene profiles and specimens under evaluation. Immunohistochemical analyses: Techniques used to evaluate the levels and patterns of expression of protein on cells or tissue specimens located on flat slides. Tissue array: Used to analyze the expression of genes of interest simultaneously in multiple tissue samples, tissue microarrays consist of hundreds of individual tissue samples placed on slides ranging from 2 to 3 mm in diameter. Using conventional histochemical and molecular detection techniques, tissue microarrays are powerful tools to evaluate the expression of genes of interest in tissue samples. In cancer research, tissue microarrays are used to analyze the frequency of a molecular alteration in different tumor type, to evaluate prognostic markers, and to test potential diagnostic markers.
We thank all members of the Genomics Core Laboratories for their technical support in this study. We thank the Tissue Procurement Core, particularly Cora Mariano, Barbara Kaje-Injejian, Katrina Allen, and Raul Meliton for their support in facilitating tumor tissues.
Terms in blue are defined in the glossary, found at the end of this article and online at www.jco.org. Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
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